Older Canadian E-Discovery Case Law 
(Common Law)

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Created March 1, 2011

This digest contains older e-Discovery caselaw, typically before 2005, that is infrequently cited and that has been removed from the e-discovery case digest. More recent case law may by found on the OBA e-Discovery case law digest and the LexUM e-Discovery case law digest.

Scope of production and discovery
Requests for further production 
Effect of failure to disclose or produce for inspection
Demands for particulars 
Preservation of evidence 
Spoliation
Discovery Plan
Proportion and Marginal Utility
Document Retention Policies
Acceptable Use Policies 
Form of production
Meet and confer
Process for review of electronic documents for relevance and privilege
Disclosure of privileged and private communications
Cost Shifting 
Metadata, deleted and hidden information
Duplicate Documents
Admissibility of Internet Information 
Examination of an IT Representative
Forensic Collection and Preservation
Privacy Issues 
Third Party Information and Norwich orders 
Anton Piller Orders 
Temporary Internet Files

Scope of production and discovery

Dulong v. Consumers Packaging Inc., [2000] O.J. No. 161 January 21, 2000 OSCJ Commercial List Master Ferron.. The court held that a broad request from a plaintiff that the corporate defendant search its entire computer systems for e-mail relating to matters in issue in the litigation was properly refused on the grounds that such an undertaking would, "having regard to the extent of the defendant's business operations, be such a massive undertaking as to be oppressive". (para 21).

Joseph Pruner Ltd. v. Ford Motor Co. of Canada, [1992] O.J. No. 88 January 20, 1992 McWilliam J. The court ordered production of "all data relating to vehicle deliveries from the defendant to the Ford and Mercury Dealerships in Ottawa and Hull for the calendar years 1980-1988. The defendant has a system called the GRS which permits it to keep on tapes the order date, the factory leaving date, the dealer receiving date, and the date each vehicle was sold by vehicle identification number (VIN). The information on these tapes are relevant, the plaintiff says, to the issue of favouritism in the provision of Ford Tempos in 1984 to a competing dealer."

Optimight Communications Inc. v. Innovance Inc., 2002 CanLII 41417 (ON C.A.), Parallel citations: (2002), 18 C.P.R. (4th) 362; (2002), 155 O.A.C. 202, 2002-02-19 Docket: C37211. Moldaver, Sharpe and Simmons JJ.A. The appellants appeal a Letter of Request issued in a California court seeking the assistance of Ontario courts in enforcing an order for production of 34 categories of documents by Innovance, Inc. Appellate Court limited the scope of production and discovery. Schedule A details the electronic sources and search terms.

Robak Industries Ltd. v. Gardner et al, 2005 BCSC 1133 (CanLII), 2005-08-11 Docket: S046557. Master A.N. Patterson. Counsel for the plaintiff wrote to counsel for the defendant requesting document disclosure.  Such disclosure was to include such things as emails and cell phone records. Not every email relating to xxx has been disclosed. In addition, it does not appear that cell phone records for the period in question have been produced.  It is clear that there is to be wide production of documents and that if it is clear that documents have not been produced through inadvertence or otherwise, an affidavit of documents is appropriate.

Irwin Toy Ltd. v. Doe,  12 C.P.C. (5th) 103 (ON S.C.), September 8, 2000 Docket: 00-CV-195699CM. Wilkins J. Plaintiffs brought action for damages for defamation arising out of publication of electronic mail message to approximately seventy-five recipients using the internet. The moving parties seek to obtain the identity of "Joe Doe". Further investigation identified that this particular internet alias was tracked to an internet protocol address that was further traced and ascertained to refer to a subscriber of iPrimus Canada, an internet service provider. "The moving party demonstrated on the affidavit material that it has a prima facie case as against Joe Doe in respect to the allegations of claim made in the Statement of Claim. In my view, that is the appropriate test for the court to apply in determining whether or not to order a non-party internet service provider to disclose the identity of an internet protocol address. (Italics P.D.)...iPrimus Canada, is directed to provide that information to the plaintiffs.

Northwest Mettech Corp. v. Metcon Services Ltd., 1996 CanLII 1056 (BC S.C.)  1996-08-30 Docket: C955055. Master B.M. Joyce. In my view the plaintiff is not entitled to production of the hard drive itself. They are entitled to production of only the relevant electronic data which is resident on that hard drive. (Italics P.D.) As I understand it, a computer hard drive is simply a medium on which data is stored on a semi-permanent basis in the form of electronic impulses. It may be thought of as an electronic filing cabinet which contains electronic files, each of which in turn contains electronic documents. The defendants are obliged to list all relevant documents of whatever form (including electronic documents resident on computer hard drives). In my view they are not required to list the entire contents of nor are they required to produce their entire electronic filing cabinet any more than a party is required to list or to produce the complete contents of its steel filing cabinets which house documents which are in paper format.

Walter Construction (Canada) Ltd. v. Greater Vancouver Sewerage & Drainage District, Heard: April 15, 2003; May 7, 2003 Judgment: October 17, 2003 Docket: Vancouver S015854, A980651. V. Gray, J. Documents are defined in Rule 1(8) (British Columbia) as follows: 'Document' has an extended meaning and includes a photograph, film, recording of sound, any record of a permanent or semi-permanent character and any information recorded or stored by means of any device." In Prism Hospital Software Inc. v. Hospital Medical Records Institute  (1991), 62 B.C.L.R. (2d) 393, Mr. Justice Parrett held that the word "document" must be given an expansive meaning and relates to any information stored by any means, including magnetic media.  Walter is entitled pursuant to the Rules to have access to the electronic documents.  It may be that the electronic documents include documents which are partly or fully privileged, or which include irrelevant information which may be sensitive.  There may also be other difficulties associated with producing the electronic documents. If the parties cannot agree on what electronic documents must be produced, they have liberty to apply for a further order. (Italics P.D.)

Procter & Gamble Co. v. Kimberly-Clark of Can. Ltd., 25 C.P.R. (3d) 244, 30 F.T.R. 178 April 13, 1989 Docket: Doc. T-1493-86. Teitelbaum J. The issue was whether plaintiff was entitled to inspect the originals of the computer tapes and whether or not plaintiff was entitled to take copies of the above listed computer tapes pursuant to Rule 453 of the Federal Court of Canada Rules. Counsel for the defendant conceded that the computer tapes that it listed on its Rule 447 and 448 List of Documents were documents and conceded that the plaintiffs were entitled to take a copy of the documents (computer tapes). The issue was the format of the copy. Counsel stated that what was meant by the Rule was that the defendant was only required to give to the plaintiffs a copy of everything contained on the computer tape "in a human readable form". There was no necessity, he stated, to have a copy of the computer tape itself made. (Italics P.D.) The court ruled "It is not enough for the defendant to offer to provide a copy of the document "in a human readable form". The document listed on the List of Documents is not the "human readable form" of the computer tape but the computer tape itself."


Requests for further production

Rhodia UK Ltd. v. Jarvis Imports (2000) Ltd., 2005 FC 1628 (CanLII) Date: 2005-11-30 Docket: T-1832-04 Danièle Tremblay-Lamer J. "It is well established that the party seeking further production must offer persuasive evidence that documents are available, but have not been produced, and the burden of showing that another party's productions are inadequate lies with the party making the allegation: Montana Band v. Canada, [2001] F.C.J. No. 991 (T.D.) at para. 5; Havana House Cigar & Tobacco Merchants Ltd. v. Naeini 1998 CanLII 7605 (F.C.), (1998), 80 C.P.R. (3d) 132 at para. 19, aff'd 1998 CanLII 7619 (F.C.), (1998), 80 C.P.R. (3d) 563 (F.C.T.D.); Apotex Inc. v. Merck & Co., 2004 FC 1038 (CanLII), (2004) 33 C.P.R. (4th) 387 (F.C.) at para.13 -14." (para 5)

Del Zotto v. Canada (Minister of National Revenue), 2005 FC 653 (CanLII) 2005-05-09 Docket: T-2207-01 W. Andrew MacKay D.J.F.C. "[28] It is well settled that in the absence of evidence that personal information exists in the possession of a government institution, mere speculation that it should exist provides no basis for the Court to order production (see Sheldon Blank & Gateway Industries Ltd. v. the Minister of the Environment, 2001 FCA 374 (CanLII), 2001 FCA 374, Sheldon Blank v. Minister of Justice, 2004 FCA 287 (CanLII), 2004 FCA 287, per Létourneau J.A. at para. 76; and Clancy v. Canada (Minister of Health), [2002] F.C.J. No. 1825, per Blanchard J.). Where the evidence before the Court indicates that information requested does not exist there is no basis for deeming a refusal to produce requested information."

Dominey v. Cosmetology Assn. Of N.S., 2004 NSSC 116 (CanLII) Parallel citations: (2004), 224 N.S.R. (2d) 288 Date: 2004-06-10 Docket: SH 210641. Leblanc J. "While the general approach to disclosure is clearly a wide and liberal one, there must be some limits upon what must be disclosed. In Gould Estate v. Edmonds Landscape and Construction Services Ltd. 1998 CanLII 5136 (NS S.C.), J.M. MacDonald J. (as he then was) acknowledged the liberal rules of disclosure in Nova Scotia but went on to say, “disclosure cannot be deemed unlimited. The defendant must establish some practical relevance to the materials being sought” (para. 7). In considering relevance, he applied a cost-benefit analysis as described by Sopinka J. In R. v. Mohan, 1994 CanLII 80 (S.C.C.), [1994] 2 S.C.R. 9, concluding that such an analysis applied in the context of disclosure just as it did in the context of admissibility at trial (para. 8)." (para 9)


Effect of failure to disclose or produce for inspection

Failure to Disclose or Produce Document

Rule 30.08 (1) of the Ontario Rules of Civil Procedure, Courts of Justice Act, R.R.O. 1990, Regulation 194 provides for the situation "where a party fails to disclose a document in an affidavit of documents or a supplementary affidavit, or fails to produce a document for inspection".

Failure to Serve Affidavit or Produce Document

Rule 30.08 (2) of the Ontario Rules of Civil Procedure, Courts of Justice Act, R.R.O. 1990, Regulation 194 provides for the situation "where a party fails to serve an affidavit of documents or produce a document for inspection."

Failure to comply with an Interlocutory Order

Rule 60.12 of the Ontario Rules of Civil Procedure, Courts of Justice Act, R.R.O. 1990, Regulation 194 states:

Where a party fails to comply with an interlocutory order, the court may, in addition to any other sanction provided by these rules,

(a) stay the party’s proceeding;

(b) dismiss the party’s proceeding or strike out the party’s defence; or

(c) make such other order as is just.

C.B. Constantini Ltd. v. Slozka, 2007 BCSC 615 (CanLII) Date: 2007-03-22 Docket: S062914
A.W. MacKenzie J. A hearing about four counter-claims that follow the ongoing refusal by the defendant to produce documents in contempt of orders by the court. Orders have included forensic examination of defendant’s hard drives. The October 2006 motion for directions is in C.B. Constantini Ltd. v. Slozka, 2006 BCCA 473 (CanLII). The May 2006 application for injunctive relief is in C.B. Constantini Ltd. v. Slozka et al, 2006 BCSC 1210 (CanLII).


Demands for particulars 

Border Enterprises Ltd. v. Beazer East, Inc., 2003 BCSC 49 (CanLII) Date: 2003-01-09 Docket: C974540 Tysoe J (as he was then). In an environmental case, the defendants demand particulars of the allegations. In essence, "the real competition between the parties is that the Federal Crown wishes to keep its allegations against Beazer as broad as possible, while Beazer wishes to know the allegations with particularity.  The Federal Crown wishes to leave the door open in case the discovery process discloses additional information which supports claims of the nature pleaded against Beazer.  On the other hand, Beazer wants to know the case it has to meet and wishes to limit the amount of documents which it is obliged to produce on discovery." (para 29) The court held, "(T)he Federal Crown is required to make specific allegations against Beazer on the information which is known to it and those allegations form the basis of relevancy for discovery purposes.  If the Federal Crown learns additional information, it is entitled to provide further particulars and the discovery process will be widened accordingly." "If such misrepresentations were made by Beazer to it, the Federal Crown should be aware of the nature of each misrepresentation, when it was made, who made it, to whom it was made and how the Federal Crown relied on it to its detriment.  The discovery process should be limited to the known misrepresentations but if other misrepresentations come to light, the Federal Crown can provide further particulars pursuant to Rule 19(11.1)." (para 32) The court goes on to propose "(a) staged production of documents in the present circumstances for two reasons.  First, the Federal Crown has not yet provided adequate particulars of its claims against Beazer and the parameters of discovery are governed by the pleadings (including particulars).  Second, in a case such as this one, where the Federal Crown is making broad allegations of material non-disclosure, there should be reasonable limits placed on the extent of document disclosure until there is evidence which establishes that further disclosure is warranted.  If one stage of document disclosure illustrates that there are likely to be other relevant documents, then there should be a further stage of disclosure." (para 53)

 


Preservation of evidence

Culligan Canada Ltd. v. Fettes, 2009 SKQB 343 (CanLII) 2009-09-01. Ball J. In an application for injunctive relief in a breach of fiduciary duty and misuse of confidential information by former employees, the plaintiff seeks, among other things, an order for preservation and production of information. In para 50, the court states that the plaintiffs did try to recover information from the laptops used by the former employees, but the critical documents on the disks had disappeared and there was a disk-wiping utility on all the laptops, according to the forensic company FDR.  In para 87, the court confirms the parties were obligated to take "reasonable and good faith steps to preserve and disclose relevant electronically stored documents. If deleted or residual documents may be relevant, that information must be communicated to the other party early to mitigate the consequences of potential claims of spoliation". In para 88, the court then extracts language from Practice Direction 6, E-Discovery Guidelines, that came into effect September 1, 2009. The Guidelines require parties to confer early and throughout the proceedings. The court therefore declines to make the order until the conferences have taken place.

Nac Air, LP v. Wasaya Airways Limited, 2007 CanLII 51168 (ON S.C.) 2007-11-23 Docket: CV-07-0464 H.M. Pierce J. Plaintiff alleges defendants accessed its confidential website to obtain information about rates, having formed that opinion after several months of monitoring access to its website and patterns of rate changes. (para 6) Plaintiff was granted an Anton Piller order to seize computer files and other documents, but during execution seized images of a computer that was not included in the order. Defendants moved to have the AP order set aside, arguing that the plaintiffs did not prove that there was a real possibility the defendants would destroy the information. Court focused on whether there was a possibility of intentional (italics in the decision) destruction, choosing not to accept plaintiffs' argument that the destruction of "evidence of browser sessions including IP addresses" would happen during everyday use of the computer, whether intentional or otherwise. Court also questioned urgency, since plaintiff waited from March to November before seeking the order, although plaintiff had explained that it was monitoring access to the website to confirm its suspicions. Court "concluded that the plaintiffs have not demonstrated on a balance of probabilities that there is a real possibility that the defendants may destroy such material before discovery." The Court ordered the return of the material seized and substituted a non-specific order to "preserve documents relevant to issues in the litigation". (para 36)

Doust v. Schatz, 2002 SKCA 129 (CanLII) Parallel citations: (2002), 32 R.F.L. (5th) 317; (2002), 227 Sask. R. 1 Date: 2002-11-26 Docket: CA02129;462. Tallis J.A. "A party is under a duty to preserve what he knows, or reasonably should know, is relevant in an action. The process of discovery of documents in a civil action is central to the conduct of a fair trial and the destruction of relevant documents undermines the prospect of a fair trial." (para 27)

HSBC Bank Canada v. Creative Building Maintenance Inc., 2006 CanLII 18361 (ON S.C.) Date: 2006-05-26 Docket: 06-CL-0006425. Cumming J. "THIS COURT ORDERS that unless otherwise ordered by this Court or authorized or agreed to by the Receiver, the Individuals shall not: (a) part with the possession or control of any and all of the Records or monies appropriated from HSBC, RoyNat, and KeyBank; (b) hide, destroy, or deface the Records; (c) directly or indirectly remove anything with a market value in excess of $25,000 from the property known municipally as 2205 Dunwin Drive, Mississauga Ontario L5L 1X1 (the "Headquarters") or such parts of the Headquarters as are in the Individuals' control. (d) erase or delete from any means of electronic storage or transmit any of the Records from the Headquarters or alter, deface, discard, conceal or destroy in any manner any of the Records or any-other thing in their possession; or (e) activate or operate either locally or remotely from any location away from the Headquarters or access or alter any Records stored in any location remote from the Headquarters that may constitute the Records." (para 10)

See also Nicolardi v. Daley, 2002 WL 35652 (Ont. Master)


Spoliation

North American Road Ltd. v. Hitachi Construction Machinery Company, Ltd., 2005 ABQB 847 (CanLII) Date: 2005-11-14 Docket: 0003 08116. C.P.Clarke J.C.Q.B.A. "The Applicant submits that the Respondents had a duty to preserve this evidence in the face of the pending or anticipated litigation. The Applicant also argues that as remedy for the spoliation that occurred, it should be given access to the material information gleaned from the Respondents’ expert reports, so as to level the evidentiary playing field. (para 18) The Applicant suggests that the Court has a broad power to sanction for spoliation arising from the inherent power of the Court and from the sections 12 and 14 of Queen ‘s Bench Civil Practice Note No. 1. (para 19)

Netbored Inc. v. Avery Holdings Inc., 2005 FC 1405 (CanLII) 2005-10-14 Docket: T-2289-03. Hughes, J. This is an application for a review of the execution of an Anton Piller Order granted by this Court on December 15, 2003, to convert an interim injunction granted ex parte that same date into an interlocutory injunction and, for a show cause order in respect of allegations of contempt of the Anton Piller Order against one of the Defendants. S.E. had knowledge of the Order which included in its terms, particularly paragraphs 7 and 9(a) a requirement to identify and turn over material containing the Plaintiff's copyrights.    While the judge held that this Order is vague and ambiguous, a reasonable person would properly be expected to know that the hard drive of his computer is a most probable place where copyright material of whatever description relevant to the issues here is likely to be found. A prudent, honest, person would have quickly advised his lawyers of its existence, taken steps to preserve its contents, and turn it over for inspection when appropriate. (Italics P.D.) This is even more evident when one considers that his sister's computer was quickly identified and preserved for just such a purpose.

Dreco Energy Services Ltd. v. Wenzel, 2005 ABCA 185 (CanLII) 2005-06-06 Docket: 0403-0234-AC. Fraser, C.J.A. The Court of Appeal lays out seven factors for consideration when assessing possible sanctions: "1) the role of counsel, including the extent to which the actions of the respondents’ counsel might have contributed to the respondents’ contempt; (2) the motivation for the destruction/erasure of the computer records while the undertakings to produce them remained extant; (3) the consequences flowing from the destruction of those records and what redress should flow from that, including consideration of whether any adverse inferences should be drawn as a result thereof; (4) the entire context and history of the litigation; (5) the amount of reasonable thrown-away costs properly incurred; (6) the nature of the contempt; and (7) the degree of culpability of the contemnors."

iTrade Finance Inc. v. Webworx Inc., 2005 CanLII 9196 (ON S.C.) Date: 2005-03-24 Docket: 03-CV-246248CM4. A. Karakatsanis J. The plaintiff moved for a finding of contempt of court by the defendant based on non-disclosure of a laptop and the use of Evidence Eliminator to destroy data on the laptop when it was eventually produced. The court found findings for contempt.

Logan v. Harper, 2003 CanLII 15592 (ON S.C.) Date: 2003-10-17 Docket: 94-CQ-056153. Master MacLeod. "There is debate about whether or not an emerging tort of spoliation exists. Spoliation may not be a tort. It is an evidentiary doctrine. This means that if appropriate a negative inference may be drawn against a party that destroyed relevant evidence. Document destruction must be disclosed." (para 42).

Cheung v. Toyota Canada Inc., 2003 CanLII 9439 (ON S.C.) Date: 2003-02-10 Docket: 98-CV-149812. Hoy J.  Spoliation claim based on failure to preserve the van and destructive testing of the rear axle of the van prior to Toyota having notice of the accident or the claim. Accident occurred in 1996. Ewaschuk J issued a preservation order in September 2001, requiring “all photographs, data, findings and opinions arising out of the investigation, examination or testing of the van, except for documents for which privilege was claimed.” Also required for production were the component parts in possession of the Estate’s expert. Photographs taken 6 weeks earlier than those of the Estate show contradictory evidence about the state of the component. When asked to produce the tires, the Estate’s expert could not, and was also unable to provide an explanation. The Court ordered that “the Estate is precluded from adducing or relying on any reports or other evidence to the extent that it relates to or is in any manner based upon the missing tires.”

Spasic (Estate) v. Imperial Tobacco Ltd., 2000 CanLII 17170 (ON C.A.) Parallel citations: (2000), 49 O.R. (3d) 699; (2000), 188 D.L.R. (4th) 577; (2000), 135 O.A.C. 126 2000-07-21 Docket: C31079. On appeal from the order of Cameron J. dated November 25, 1998. Borins J.A
The motions judge then referred to the decision of the Divisional Court in Rintoul v. St. Joseph’s Health Centre  (1998), 42 O.R. (3d) 379 in which a majority of the court, relying on Endean v. Canadian Red Cross Society 1998 CanLII 6489 (BC C.A.), (1998), 157 D.L.R. (4th) 465 (B.C.C.A.), ruled that a separate cause of action for spoliation by a party to the lawsuit did not exist in Ontario. He concluded at p. 396 that as he was “bound by the majority decision in Rintoul as a matter of stare decisis”, paragraphs 8 to 15 of the statement of claim were to be struck out on the ground that they did not disclose a reasonable cause of action. We were informed by counsel that although the Supreme Court of Canada granted leave to appeal in Endean, the appeal had been abandoned....The tort of spoliation is essentially novel in Canada. Canadian authorities have traditionally viewed the destruction of evidence as a matter of evidence giving rise to procedural remedies, including rule 30.08(2) of our (Ontario) rules, where warranted. (Italics P.D.) This view that procedural remedies are sufficient should not preclude consideration of a substantive remedy for the wilful destruction of evidence.

Report on Spoliation of Evidence, BCLI Report No. 34 November 2004, published by the British Columbia Law Institute. BCLI is the effective successor to the Law Reform Commission of British Columbia, which ceased operations in 1997. "When evidence is destroyed, mutilated, altered, or concealed both litigants and the civil justice system suffer. Spoliation of evidence can cause courts to render decisions on imperfect evidentiary records, frustrate litigants in the prosecution of their actions, and, in extreme cases, deny people the opportunity to obtain a legal remedy even though they have suffered harm. This Report examines those evidentiary and procedural rules and discusses proposals for the further development of the law."

Dawes v. Jajcaj et al., 1999 BCCA 237 (CanLII) Date: 1999-04-14 Docket: CA021160. Written reasons by The Honourable Mr. Justice Finch. "[69] At present therefore, the principle of spoliation remains simply an evidentiary presumption which can, as the cases indicate, be rebutted. There is no common law duty of care to preserve property which may possibly be required for evidentiary purposes. An obligation to preserve property can only be imposed by court order granted pursuant to the provisions of British Columbia Rules of Court, r.46(1). What remedy might flow from the intentional, or negligent, breach of such an order is a question which does not arise in this case."

Werner v. Warner Auto-Marine Inc., (1996) 3 C.P.C. (4th) 110 (Ont. C.A.). The trial judge dismissed the plaintiff’s action and awarded costs against the plaintiff and the plaintiff’s lawyers on a solicitor and client basis, holding that the destruction of physical evidence after a protective order had been issued had “severely prejudiced” the defendants. The Court of Appeal reversed the trial judge’s dismissal of the action, holding that this was excessive, particularly given that the improper actions were directed by the plaintiffs’ insurers and lawyers and not the plaintiffs themselves. However, the cost sanction was allowed to stand, and the plaintiff was not allowed to rely on destructive tests done in breach of the preservation order.


Discovery Plan

Rule 29.1 of the Ontario Rules of Civil Procedure was introduced in January 2010 and requires the preparation of a discovery plan. Section 29.1.03(3) states that the plan shall include:

  1. the intended scope of documentary discovery under rule 30.02, taking into account relevance, costs and the importance and complexity of the issues in the particular action;
  2. dates for the service of each party’s affidavit of documents (Form 30A or 30B) under rule 30.03;
  3. information respecting the timing, costs and manner of the production of documents by the parties and any other persons;
  4. the names of persons intended to be produced for oral examination for discovery under Rule 31 and information respecting the timing and length of the examinations; and
  5. any other information intended to result in the expeditious and cost-effective completion of the discovery process in a manner that is proportionate to the importance and complexity of the action.

Proportion and Marginal Utility

First Choice Capital Fund Ltd. v. First Canadian Capital Corp., 2000 SKQB 403 (CanLII) Date: 2000-09-29 Docket: QB 1757/96 JCS. Baynton J. Not a *new* case, but included for its approach to the broad nature of the documentation sought, which might "well take months to amass and thousands of square metres to store." "The first is to limit the discovery and production order to those individual plaintiffs who have been selected for the test case.  The second is to limit the time focus of the order to the status of the respective individual plaintiffs during the period of time they received the offering memorandum and acquired the investments that are the subject of this lawsuit.  The third, as suggested by the solicitor for Blewett & Blewett and Company, is to provide for discovery and production of the documents set out in the first category in two stages.  The first stage would consist of a statement or affidavit prepared by each individual plaintiff involved in the test case outlining his or her net worth, summarizing his or her business experience, and setting out in general terms the nature of the documents in his or her possession or power which would establish or support the information given in the statement or affidavit.  The second stage (if Deloitte deemed it necessary to bring a more focussed application) would consist of an order for disclosure of specific kinds of documents." (para 22)

1176560 Ontario Ltd. v. Great Atlantic & Pacific Co. of Canada Ltd., 2003 CanLII 21408 (ON S.C.) Master MacLeod discusses the exercise of discretion by the court to control the discovery process in paragraphs 11 and 12. "Control of the process by the court may take different forms.  Firstly, even relevant inquiries may be restricted if they are unduly onerous or abusive.  Secondly, the court may direct that the party requiring discovery or production that appears to be relevant but not essential shall pay the cost.  Thirdly, in complex cases, it may be necessary to provide for managed production and discovery where the court plays an active ongoing role in managing the process.  In the latter situation, it may be necessary to examine the information uncovered by a particular level of production and to refine the issues in dispute before determining if a more detailed level is required. It may even be necessary to put the parties to certain elections concerning their position at trial before determining the extent of production or discovery." 

Jaskhs Enterprises Inc. v. Indus Corp., 2004 CanLII 32262 (ON S.C.) 2004-10-01 Docket: 03-CT- 023643 CP;03-CV-257165 CM2. Cullity J. I am satisfied that the demands made on behalf of Osiris in Mr Campbell's letter of February 4, 2004, that it has continued to insist upon, were excessive and unreasonable both in the nature and extent of the information required and the timelines it purported to impose. Mr McLean's description of the demands as "over the top" was in my opinion justified. The ongoing obligations to which the franchisees would be subjected would extend significantly beyond "access" required to provide reasonable protection for the interests of Osiris Inc., in the event that it is successful in the litigation. Its demands are, in my opinion, more consistent with a desire to harass the defendants than to obtain compliance with the order.

Nova Scotia (Attorney General) v. Royal & Sun Alliance Insurance Co. of Canada, 2003 NSSC 227 (CanLII) Date: 2003-11-20 Docket: S.H.No.149142. Gerald R. P. Moir, J. Plaintiff applied for an order directing the Defendants to answer a number of interrogatories. The application for one of the interrogatories was supported while the application for the other two were dismissed. In its reasons, the Court said: "Subject to two qualifications, the information sought must be logically and legally relevant. The first qualification recognizes that relevancy is not adequately assessed outside trial. At this stage, one must find a semblance of relevancy. Secondly, in addition to information that is relevant, we allow questions on discovery or through interrogatories which are reasonably calculated to lead to admissible evidence. Finally, there is a discretion to limit discovery where it would be just to do so, such as were the burdens that would be placed upon the party making answer clearly outweigh the interests of the party questioning." (para 8, italics added.)

Murao v. Blackcomb Skiing Enterprises Ltd. Partnership, 2003 BCSC 558 (CanLII), 2003-04-10, J Sinclair-Prowse J. In this personal injury case, the plaintiff had been rendered a quadriplegic at the age of 17 while riding in the snowboard park at Blackcomb Mountain. Although the defendant had already produced all reports of snowboarding accidents that had occurred that year in the snowboard park, the plaintiff sought accident reports from several previous years. The defendant sought an exemption from this further production under B.C. Supreme Court Rule 26(1.2) . The Court recognized that the production sought would be costly and time consuming but decided this was outweighed by the relevance of the additional documents sought and the seriousness of the plaintiff’s injuries. In obiter commentary, the Court stated that it might have ruled differently had the plaintiff’s injuries been less serious. (summary courtesy K.Littmann)

Canada (Commissioner of Competition) v. Air Canada (T.D.), [2001] 1 F.C. 219, 2000 CanLII 17157 (F.C.) Parallel citations: (2000), 78 C.R.R. (2d) 134; (2000), 8 C.P.R. (4th) 372; (2000), 186 F.T.R. 49 Date: 2000-07-21. Reed J. The burden of producing e-mail was raised in this case dealing with anti-competitive behaviour by Air Canada. Air Canada argued that a section 11 Order under the Competition Act would require it to search four years' worth of the 6,000 - 12,000 e-mails received by each relevant employee annually and spend two to three weeks recreating the file for e-mail received more than six months prior to the order. Moreover, it argued that e-mail from only the most senior employees should be included in the search since junior employees would not be involved in policy. While the Federal Court found that the production request made by the Commissioner for Competition was not irrelevant to the inquiry, the court ultimately did not rule on the issue, since the parties agreed to negotiate with respect to the scope of the request.

Peter Kiewit Sons Co. of Canada Ltd. (c.o.b. Kiewit-Ceco) v. British Columbia Hydro & Power Authority, 1982 CanLII 575 (BC S.C.), March 26, 1982. McEachern C.J. "One of the matters in issue between these parties is the extent to which the Plaintiffs may require production and inspection of documents relating to this and other contracts which were underway at the same time as the contract in question." (para 12). Plaintiff was seeking an order for production of more documents. The Court concluded "It does not follow that this motion should be dismissed because, notwithstanding the foregoing, every reasonable effort must be made to enable the Plaintiffs to locate any documents which may assist the parties to ascertain the truth. What is not permissible, or reasonable, in my view, is to require a party, in a case such as this, to incur enormous expense in what may be a futile search for something which may not exist." (para 24, italics added). "I would give consideration to any reasonable proposal the parties may make regarding the foregoing. If they cannot agree, then, in order to make an effective order, I would direct only that the Plaintiffs may apply again for an affidavit, and subsequent inspection, of documents which may be uncovered by a search of greatly reduced scope. To put it differently, the Plaintiffs must choose a smaller target within B.C. Hydro. As is well known, B.C. Hydro is the largest enterprise in the Province, and the Plaintiffs must define a more manageable area for enquiry. In addition, the Plaintiffs must establish a prima facie case that something relevant will be uncovered before a further affidavit and further inspection will be ordered." (para 27, italics added). "Upon any such further application I would expect a senior responsible officer of B.C. Hydro to verify on oath the extent of its production to date, the magnitude and estimated expense of the search required to satisfy the further production which is being sought, and such further circumstances as may be necessary to enable the Court to decide whether a further search will be fruitful. In addition, I would expect such deponent to verify, upon grounds which are stated, what his belief is regarding the likelihood of further relevant documents being uncovered. " (para 28, italics added).


Document Retention Policies

Fareed v. Wood, 2005 CanLII 22134 (ON S.C.) Date: 2005-06-21 Docket: 444/01. D.J. Gordon J. In para 56, the Court writes, "In Sopinka, Lederman and Bryant, “The Law of Evidence”, 2nd. Ed. 1999 Butterworths, at p. 297, the learned authors discuss the inferences that may be drawn where a witness is not produced. The principle is stated as follows: In civil cases, an unfavourable inference can be drawn when, in the absence of an explanation a party litigant does not testify, or fails to provide affidavit evidence on the application, or fails to call a witness who would have knowledge of the facts and would be assumed to be willing to assist the party. In the same vein, an adverse inference may be drawn against a party who does not call a material witness over whom he or she has exclusive control and does not explain it away. Such failure amounts to an implied admission that the evidence of the absent witness would be contrary to the party’s case, or at least would not support it." (para 56) "Surely Mr. Wood has knowledge of what transpired. In the absence of evidence, the only inference that can be drawn is that he did know assets were being depleted, that such was improper and that he took no steps to prevent it occurring. In fact, he was an active participant by virtue of redeeming or selling investments when there was no obvious need to do so." (para 60)

But compare to: Stevens v. Toronto Police Services Board, 2003 CanLII 25453 (ON S.C.) Date: 2003-11-20 Docket: 01-CV-216238CM2. Juriansz J. "[38] In assessing the evidence I have not drawn any adverse inference from the fact that audio recordings of the police radio transmissions relating to these events were destroyed upon the expiry of their standard retention period. I accept the officers' testimony they were not broadcasting transmissions while chasing and apprehending the plaintiff and so I am satisfied the tapes would not have been helpful. Summaries of the radio transmissions were produced and the destruction of the tapes was innocent."

Moezzam Saeed Alvi v. YM Inc. (sales), 2003 CanLII 15159 (ON S.C.) Date: 2003-09-08 Docket: 01-CV-221218CM2. Cameron J. "..... a properly run company should have a documents retention policy requiring retention of files for a reasonable period extending beyond the limitation period for civil cause of action in contract or tort and the limitation period for a reassessment under the Income Tax Act. Failure to do so risks a court making an adverse inference on the absence of evidence." (para 48)

Ontario v. Johnson Controls Ltd., 2002 CanLII 14053 (ON S.C.) Date: 2002-12-04 Docket: 00-CV-189963. Cameron J. "Johnson bears substantial responsibility for any loss of its documents. There is no evidence of any document retention or destruction policy. A policy with a short retention period might offer some justification to dispose of "smoking guns" and other prejudicial evidence. Any such policy that permits destruction within much less than ten years after an event probably fails to take reasonable account of the standard six year limitation period under the Limitations Act for actions in tort or contract, plus some period to allow for a discoverability period, which allows for discovery of the damage and those responsible prior to the commencement of the limitation period. A short retention period would also ignore the extended period under s. 8 of the Act." (para 50) "The absence of a document retention policy also constitutes a failure to recognize the court's ability to draw an adverse inference in certain circumstances for failure to produce a document and a failure to address the practical need to retain documents once notice of a proceeding has been received. " (para 51)

36332 B.C. Ltd. v. Imperial Oil Ltd., 2002 BCSC 587 (CanLII) Parallel citations: (2002), 6 B.C.L.R. (4th) 168 Date: 2002-04-23 Docket: C963124. Ross J. "The nature of the problem is such that claims are likely to be raised years after the commercial activity. ... that circumstance, combined with the nature of such cases, suggests to me that commercial prudence would dictate the adoption of document retention policies that preserve the means of investigation of claims." (para 47).

Malcolm v. Transtech Holdings Limited et al., 2000 BCSC 943 (CanLII) Date: 2000-06-19 Docket: C940534. Boyd J. "McKenna testified that all of these documents did exist until shortly before his own examination for discovery conducted in March 1999. The records of the 30 companies involved in the Group were stored in a dead storage warehouse in Surrey, B.C. McKenna remarked at trial, that had plaintiff’s counsel asked, the necessary documents could have been preserved and produced. However he insisted that no such demand or request was made and accordingly, having complied with the retention periods set out in the Limitations Act, the Income Tax Act and the Companies Act, he said the documents were destroyed in late 1998 or early 1999. As of that date, this action had been outstanding for some four years." (para 38) "I am satisfied that any sophisticated businessman (and that includes McKenna and his co-defendants) would be well aware that any documents bearing on the issues involved in this action ought to have been produced some years earlier. I infer that no documents were ever produced to verify the “tacit agreement” because no such documents exist." (para 39)

Limitations Act, 2002, S.O. 2002, c. 24, Sched. B. (Ontario Statute).


Acceptable Use Policies

Inform Cycle Ltd. v. Rebound Inc., 2007 ABQB 319 (CanLII) Date: 2007-05-16 Docket: 0501 02030. D. L. Shelley J.C.Q.B.A. In seeking return of $1,500 he believed the Plaintiff, his former employer, still owed him, an employee of the Defendant used the Defendant's internet connection and computers to register "inform cycle" as a domain name and then redirected it to a pornographic site. Question of whether Defendant is liable for employees actions. Notes in passing that Defendant does not have a written internet policy.
 


Form of production

Jorgensen v. San Jose Mines et al, 2004 BCSC 1653 (CanLII) Date: 2004-11-26 Docket: L023369;S036753. I.H. Pitfield, J. The defendants sought delivery of the electronic database used by the plaintiffs to compile the list of documents. The court held that the use of a software program to facilitate the production of the list is a choice that it made and it is part of that firm's work product, but ordered the defendant to tender $4,000 to the plaintiff’s firm in order to have a copy of the database in electronic form. The $4,000 covered a share of the cost of preparing the database.

Logan v. Harper, 2003 CanLII 15592 (ON S.C.) Date: 2003-10-17 Docket: 94-CQ-056153. Master MacLeod. The defendants had produced the documents along with a searchable index in electronic form. The index did not permit full-text searching of the documents, although the version of the application used by counsel for the defendants did offer that feature. The master considered litigation support and document management software not normally subject to disclosure, and accepted as reasonable that plaintiff’s counsel purchase a licence for the software independently in order to have the full-text search feature.

Wilson v. Servier Canada Inc., 2002 CanLII 3615 (ON S.C.) 2002-09-27 Docket: 98-CV-158832. Cumming J. the court granted the plaintiff’s motion for an order directing the defendant to release the objective coding of the documents in their litigation support database in order to satisfy meaningful disclosure, given the volume of documents.

Cholakis v. Cholakis, [2000] M.J. No. 6 (Man. Q.B) January 11, 2000. Docket: Winnipeg Centre CI 95-01-92830. Monnin J. Information printed as a hard copy may not be enough. The interest of broad disclosure in a modern context require, in my view, the production of the information in the electronic format when it is available.” ( para 30). These same defendants will have a reasonable period of time in which to see whether the electronic program can be modified such that the production of the data is limited to those areas of the financial statements that were ordered to be disclosed in the Order of June 5, 1998. If this cannot be done without impairing the accuracy of the remaining information, then the program and data should be produced in their original form. If the information is provided in a revised format, there should be an accompanying affidavit from these defendants or a party involved in the revisions, providing details as to how the information was modified and confirming that only the irrelevant information has been removed from the program. (paras 34, 35)
 


Meet and confer

Logan v. Harper, 2003 CanLII 15592 (ON S.C.) 2003-10-17 Docket: 94-CQ-056153. Master Calum U.C. MacLeod. Before indexing and scanning the documents, it would be useful for the parties to discuss how the documents are to be identified and organized and to agree upon the electronic format for the documents.  If the parties can agree on a mutually acceptable system it may well save time, cost and confusion. It may be that Health Canada has an indexing and identification system that it would be appropriate to adopt.

Canada (Commissioner of Competition) v. Air Canada (T.D.), [2001] 1 F.C. 219, 2000 CanLII 17157 (F.C.) Parallel citations: (2000), 78 C.R.R. (2d) 134; (2000), 8 C.P.R. (4th) 372; (2000), 186 F.T.R. 49 Date: 2000-07-21. Reed J. "Counsel for the Commissioner noted that, at the time the Commissioner sought the section 11 order, he did not know what the record-keeping practices of Air Canada were. Counsel indicated that in so far as there were real difficulties in responding to the requests, as a result of the form in which they had been asked, this should be the subject of discussion between counsel, before the Court was asked to adjudicate further on it. That aspect of Air Canada's present motion was therefore set aside to allow for such discussion." (para 27.)


Process for review of electronic documents for relevance and privilege

Air Canada v. Westjet Airlines Ltd., 2006 CanLII 14966 (ON S.C.) Date: 2006-05-06 Docket: 04-CV-266629CM2. Nordheimer J. "This motion raises the relatively new issue of a party’s obligations regarding the production of electronic documents or “e-discovery” as it is sometimes referred to. Specifically in this motion, the plaintiffs seek an order: (i) confirming that if any privileged documents are inadvertently produced by the parties during its document production, such productions will not constitute a waiver of privilege, and; (ii) confirming that if documents are produced by the parties during the document production process, such production will not constitute an admission of the relevance of all or a portion thereof." Motion was dismissed. Discussion includes references to the American Sedona Principles and the Ontario eDiscovery Guidelines.


Disclosure of privileged and private communications

National Bank Financial Ltd. v. Potter; Barthe v. National Bank Financial Ltd.; 1384156 Ontario Inc. v. National Bank Financial Ltd., 2005 NSSC 264 (CanLII) 2005-10-05 Docket: S.H. 206439/208293/216543. Revision to 2005 NSSC 113 (below).  J.E. Scanlan J.

National Bank Financial Ltd. v. Daniel Potter, 2005 NSSC 113 (CanLII) 2005-05-10, Docket: SH 206439. J.E. Scanlan J. Solicitor-client communications are privileged. In this case solicitors for National Bank Financial Limited (NBFL) did not properly respect solicitor-client privilege of the applicants; Daniel Potter, Knowledge House Inc. (KHI) and Starr’s Point Capital Incorporated. Counsel for NBFL came into possession of KHI servers, including all privileged and private communications. Counsel for NBFL who have been or may have been privy to the contents of the privileged solicitor-client communications were removed.

Potter v. Courtney, 2005 NSSC 174 (CanLII) Date: 2005-06-22 Docket: S.H. 235231. Suzanne M. Hood J. Tort of Conspiracy brought by plaintiff against Raymond Courtney of Navigator Technologies, with whom plaintiff had contracted for the disposal of the computer equipment owned by Knowledge House Inc. Plaintiff claims that defendants turned emails over to National Bank Financial, following which Financial sued the plaintiff. Since the legal determination of the tort of civil conspiracy will be based upon facts which will only come out at trial in the KHI matter, the motion to strike the pleadings has been dismissed and this action stayed.

National Bank Financial Ltd. v. Daniel Potter et. al., 2004 NSSC 100 (CanLII), Parallel citations: (2004), 224 N.S.R. (2d) 231, 2004-05-14 Docket: S.H.206439. Application by Nova Scotia Barristers' Society to intervene as a friend of the court. Background: the plaintiff Bank came into possession of a server originally owned by one of the defendants, Knowledge House Inc.  That server contained e-mails to and from a number of individuals who are party to this or related proceedings. The judge stated the issues reach far beyond the question of the plaintiff getting as much information as it can to prosecute this case or the defendants keeping out.  How should lawyers deal with evidence which they know or suspect may include privileged communications?  What processes could be instituted when they encounter such as situation?  Is the situation different when dealing with electronic communications which may be held in several locations at once?   What are the ownership rights of information stored on a server owned by a third party and does it alter the expectations in relation to solicitor-client privilege?  What should occur if privileged information is viewed by opposing counsel? These are all questions that go well beyond the specific interests of the parties to the present litigation. How these, and many other issues that may arise, are dealt with may well affect the rights of the public and the administration of justice in many future cases.

Autosurvey Inc. v. Prevost, 2005 CanLII 36255 (ON S.C.) 2005-10-11, Docket: CV-05-004518-00. M.G.J. Quigley J. In early May of 2005, the Plaintiff, Autosurvey Inc. (“Autosurvey”) commenced litigation against its former business partner, Joseph Prevost (“Prevost”), and his co-defendants (collectively the “Defendants”). Autosurvey alleged that Prevost and the other Defendants misappropriated intellectual property originally invented by Prevost, but which Autosurvey claims now belongs to it.  This motion arises in response to Autosurvey’s actions in conducting a self-help search of Prevost’s computer server and seizing its contents.  The Defendants sought an order staying this action.  In the alternative, they asked the Court to remove the firm of Davis Webb as solicitors of record for Autosurvey. They sought these serious remedies in response to Autosurvey’s conduct and in response to the actions of Autosurvey’s  solicitors. The court considered: "As serious as it might be to remove Autosurvey’s counsel as solicitors of record in this action as an expression of the Courts distaste and rejection of their conduct and their client’s conduct, in my opinion it provides the Defendants with no real or meaningful remedy in the unusual circumstances of this case.  If such a limited sanction were to be imposed, Autosurvey itself would still remain seized throughout the course of the litigation between these parties with knowledge of the Defendants privileged communications.  As such, the only remedy, which can properly recompense the Defendants in any meaningful way for Autosurvey’s conduct, is to bring the proceedings to an end."

Emms, Re, 2005 CanLII 6376 (ON S.C.) Date: 2005-01-27 Docket: 02-5149. R. MacKinnon J. Electronic documents seized during a fraud investigation were reviewed for privilege. "After hearing submissions and considering all documents and computer media which Mr. Emms wished me to review, I issued a detailed order requiring in part that a written record be created of all documents ruled privileged (whether seized computer media or hard copy) and that it and they be sealed and filed with the court.  The Crown and police were further prohibited on a continuing basis from reading or perusing them.  All CD documents ruled privileged were ordered deleted from the court laptop after a new CD was made from that laptop of all files on those 6 parsed down CD’s not ruled privileged.  Copies of the new CD were ordered to be provided to Mr. Emms, the court and police.  The remaining contents of the court laptop were ordered to be fully erased and totally deleted. "

Pacific Northwest Herb Corp. v. Thompson, 1999 CanLII 2038 (BC S.C.) Date: 1999-12-06 Docket: C9848. Melvin J. In a suit alleging inappropriate conduct by a former employee, the plaintiff brought a motion to retrieve information from the former employee's home computer. Because the employee had used the computer to draft documents related to a matrimonial dispute as well as communications with his lawyer, he sought advice about how to erase information from the hard disk and then used "F disk" to remove all information, including the operating system.


Cost Shifting

Jorgensen v. San Jose Mines et al, 2004 BCSC 1653 (CanLII) Date: 2004-11-26 Docket: L023369;S036753. I.H. Pitfield, J. The defendants sought delivery of the electronic database used by the plaintiffs to compile the list of documents. The court held that the use of a software program to facilitate the production of the list is a choice that it made and it is part of that firm's work product, but ordered the defendant to tender $4,000 to the plaintiff’s firm in order to have a copy of the database in electronic form. The $4,000 covered a share of the cost of preparing the database. (See paras 18-30, which were cited in Barker v. Barker 2007 CanLII 13700 (ON S.C.).

Thomson Kernaghan & Co. Ltd., (Bankruptcy of), 2003 CanLII 47453 (ON S.C.) 2003-05-15 Docket: 31-OR-206917T Sidney N. Lederman J.
This is a move by the Trustee in a bankruptcy case for an order directing the Trustee to refrain from incurring any further fees or costs, in connection with the production of documents and oral discovery in certain legal proceedings pending in the United States unless the parties seeking such production and discovery cover such fees and costs. The bankrupt is named as a party defendant in each of the U.S. actions. Counsel for U.S. plaintiffs in one of the actions has expanded their production request to require searching through emails, computer hard drives and servers with a deadline of six weeks. The Trustee asserts that the cost burden of meeting this request is out of proportion with the order granting partial relief to the plaintiffs in the U.S. actions from the stay of proceedings pursuant to the Bankruptcy and Insolvency Act. The Trustee seeks protection for the costs incurred in meeting the requests since it is not in the interests of the bankrupt to assist plaintiffs litigating against other U.S. defendants. The court does not accept the U.S. plaintiff’s argument that the Trustee will benefit from the discovery and production in its action against the bankrupt, and decided that the Trustee is entitled to indemnification for the costs of the labour and expense pertaining to the computer searches, printing and delivery of documentation and oral discovery requested by the U.S. parties.

Business Depot Ltd. v. Genesis Media Inc., 2000 CanLII 22370 (ON S.C.), 2000-05-09, J. Macdonald J. Appeal from a Master's decision requiring the plaintiff to pay for the accounting required in its counter-claim against the defendant . "The master held that the appellant had advanced the claim for an accounting on the basis of a very weak suspicion that it had been overcharged. The master accepted that it would cost the respondent a significant amount to search all of the storage boxes for the relevant documents from the years 1992 through 1998." Appeal dismissed.

Bank of Montreal v. 3D Properties Inc. et al. (No. 1) (1993), 111 Sask.R. 53 (Q.B.). : May 20, 1993 Docket: Doc. Q.B. 535/90. Grotsky J. All reasonable costs incurred by the plaintiff, including inter alia, searching for, locating, editing, and producing said "documents": computer records, discs, and/or tapes for the applicant shall be at the applicant's cost and expense.


Metadata, deleted and hidden information

Prism Hospital Software Inc. v. Hospital Medical Records Institute. 62 B.C.L.R. (2d) 393, [1992] 2 W.W.R. 157, 40 C.P.R. (3d) 97 November 25, 1991 Docket: Vancouver Doc. C872267. Parrett J. During the course of this litigation, and specifically during disclosure, the defendants produced a quantity of magnetic media. This took two forms: firstly, floppy disks, and secondly, magnetic tape backups. Plaintiff examined each disk disclosed by the defendants, and after restoring the tape backups, each hard disk as recorded by those tape backups. During the course of his examination, he located and read a series of files or information which though deleted, as I have described, continued to exist....The files and programs stored on magnetic media are "documents," just as files in programs stored on paper are. The difference between them is the media and the techniques used to access that file or information. ...If the information accessed is fragmentary or incomplete, depending on the purpose for which it is tendered, it may be necessary to provide expert opinion as to what the information means. That particular problem is best addressed in each individual case where the material and the purpose for which it is tendered can be assessed by the trial judge on the facts before him.

In Reichmann v. Toronto Life Publications Co.  et al. (No. 2), [1986] O.J. 1727 (Ontario High Court), there was a motion by the defendants to compel the plaintiffs to produce a copy of a computer diskette upon which a the document had been produced.  The motion was allowed.  The computer diskette was included in the definition of ‘document’ in the Rules.  The court further indicated that it would be inconsistent with current trends to refuse production and discovery of the diskette. "The plaintiffs have been provided with a copy of the manuscript produced from the disc but the defendants have resisted production of the disc itself. I do not at all understand the technology involved but it appears to be the position of the plaintiffs that information would be made available to them by the possession of the disc which is not obtainable from the product of the disc with which they have been provided. "

Nicolardi v. Daley, 2002 WL 35652 (Ont. Master), Heard: January 31, 2002 Judgment: February 15, 2002 Docket: 97-CV-126314CM. Dash Master. A party's obligation to disclose and produce all documents in its possession, control or power, includes an obligation to accurately disclose all such documents in its sworn affidavit of documents, including documents once in a party's possession, but no longer in their possession. As indicated "documents" include documents that exist only in electronic form, and documents no longer in a party's possession would include documents purged from a computer where no paper or electronic copy exists. I am of the opinion that when a failure to deliver all documents is an issue in the action, the vigilance required to accurately convey this information is even more critical. Further, even in the absence of this requirement in the rules, a party should take proper care to ensure that information it conveys as to the existence or state of documents is accurate, particularly when the information it conveys is uniquely within the knowledge of that party. (Italics P.D.) It is certainly foreseeable that an opposing party may rely on information provided as to the existence of documents, or as to the existence or state of a computer in which documents reside electronically, and may incur costs in pursuing production or inspection of those documents.


Duplicate Documents

Robertson v. Edmonton (City) Police Service (#9), 2004 ABQB 243 (CanLII) 2004-03-29 Docket: 010316123 Frans F. Slatter J. "There is little authority on whether drafts are automatically producible in an ordinary civil context when the final document is producible. The production of the final version presumes that the final document is material, relevant and not too remote to the issues. The test must be whether the draft is also relevant and material, which must in turn depend on whether some relevant inference can be drawn from the differences between the draft and the final version. In some cases the draft might be relevant itself, as when it discloses that the party knew something, or when it first knew that fact. Here it is suggested that differences between the various drafts will be relevant." (para 60)


Admissibility of Internet Information

ITV Technologies Inc. v. WIC Television Ltd., 2003 FC 1056 (CanLII) Parallel citations: (2003), 29 C.P.R. (4th) 182; (2003), 239 F.T.R. 203 Date: 2003-09-10 Docket: T-1459-97. Tremblay-Lamer J. "In my view, when considering the contents of a web site, the original is found on the Internet and provides better evidence than a print copy. The Court was able to see the documents as they existed on the Internet, and could witness such features as hyperlinking and interactive streaming that could not have been realistically reproduced on paper." (para 13) "Overall, I am of the view that the use of the Internet at trial was beneficial and on several occasions, provided evidence which could not have otherwise been before the Court. For example, the Internet was used by counsel for WIC to confirm that the print copy of the meta tags (key information on a web site) was in conformity with the information found on ITV Technologies' web site. This would not have been possible without access to the Internet. (para 15)

ITV Technologies Inc. v. WIC Television Ltd., 2003 FC 1056 (CanLII) Parallel citations: (2003), 29 C.P.R. (4th) 182; (2003), 239 F.T.R. 203 Date: 2003-09-10 Docket: T-1459-97. Tremblay-Lamer J.  "Given that web sites are continually changing and evolving, a web site which appears on the Internet today would not necessarily look the same as it did for example, in 1997. In order to look into the past, both parties relied on the web site www.archive.org, which contains a digital library of Internet web sites. By using the Way Back Machine, the parties were able to access the web sites as they had existed at the relevant time period. I am satisfied that this web site is reliable, and that the Court could rely on its digital library for an accurate representation of the web sites at the relevant time period." (para 14)


Examination of an IT Representative

Telemax Communications Inc. v. Canquest Communications (Canada) Inc., 2006 CanLII 7033 (ON S.C.) Date: 2006-03-10 Docket: 02-CV-233323CM2. Master Dash. "[13] Telemax sold pre-paid phone cards. Canquest provided switching services to Telemax to route the pre-paid card calls and provide PINs for card users pursuant to various agreements between Canquest and Telemax. Canquest through its switch was to capture and store telephone usage in its computer database including PINS, originating and destination telephone numbers, number of seconds on each call and other time related data. Canquest generated Call Detail Records (“CDR”) that was used to generate invoices. This commercial dispute centres on the validity of the invoices rendered by Canquest to Telemax for use of its switching services. Telemax claimed it did not pay the invoices because they were excessive and not supported by the data provided. Telemax has contended throughout that it never received complete and accurate billing data from Canquest to support the billings rendered." Corporate representative examined did not have the necessary technical knolwedge. Under Rule 31.03(2)(b), the Court can permit further corporate representatives to be examined in special circumstances.


Forensic Collection and Preservation

Netsmart Inc. v. Poelzer, 2002 ABQB 800 (CanLII) Parallel citations: (2002), [2003] 1 W.W.R. 698; (2002), 20 C.C.E.L. (3d) 195; (2002), 8 Alta. L.R. (4th) 255 Date: 2002-09-20 Docket: 20311169

Neopost Canada Ltd. v. 566812 Ontario Ltd., 2003 CanLII 34014 (ON S.C.) Date: 2003-09-16 Docket: 03-CV-254839CM1. Motion for plaintiff to examine defendant's documents in place, in a case involving theft of trade secrets from a former employer. Complex request for an Anton Piller order involving a not-yet-named defendant. Solicitors for the as-yet-unnamed defendant did arrange for the forensic investigation firm Kroll Lindquist Avey to seize and photocopy or image the documents in PCAN’s office, including those in the offices of the individual defendants and other sales staff and on their hard drives. They seized over 26 bankers’ boxes of documents, including the contents of a paper recycling bin. One banker’s box of documents clearly belonging to Neopost, including some found in the recycling bin, have been returned to Neopost’s solicitors. Kroll Lindquist Avey are still reviewing documents in an effort to determine those belonging to Neopost.

First Choice Capital Fund Ltd. v. First Canadian Capital Corp., 1999 SKQB 235 (CanLII) Date: 1999-12-08 Docket: QB 1757/96 JCS. Baynton J. "The second is an order requiring the defendants to preserve potential evidence. Specifically, the plaintiffs seek an order requiring the defendants to preserve all electronic data in their possession or power that relates to any matters in question in the action, by making two image copies of it, by retaining the image copies intact for use in the action until further order, and by filing with the court on or before January 15, 2000 written confirmation that the image copies have been made and will be retained intact until further order."

Geophysical Service Inc. v. Sable Mary Seismic Inc., 2003 NSSC 73 (CanLII) Parallel citations: (2003), 213 N.S.R. (2d) 303 2003-04-01
Docket: SH190408. D.M. Hall J. An Anton Piller order is set aside with the return of all copies of the materials seized, owing in part to a breach of the order relating to the maximum number of persons attending and also that the prima facie case justifying the original request was not sufficiently strong to require such an invasive order. As to the threat of possible destruction, the court noted "Furthermore, if he had had any inclination to destroy potential evidence I am certain that such would have been dispelled by the fact that it is now known that such evidence exists."


Privacy Issues

Somwar v. McDonald's Restaurants of Canada Ltd., 2006 CanLII 202 (ON S.C.) Date: 2006-01-10 Docket: 05-CV-283913-SR. Stinson J. "With advancements in technology, personal data of an individual can now be collected, accessed (properly and improperly), and disseminated more easily than ever before. There is a resulting increased concern in our society about the risk of unauthorized access to an individual’s personal information. The traditional torts such as nuisance, trespass, and harassment may not provide adequate protection against infringement of an individual’s privacy interests. Protection of those privacy interests by providing a common law remedy for their violation would be consistent with Charter values and an "incremental revision" and logical extension of the existing jurisprudence." (para 29)

Shred-Tech Corp. v. Viveen, 2006 CanLII 41004 (ON S.C.) Date: 2006-12-05 Docket: C346-05. D.J. Gordon J. The defendants are former employees and suppliers of the plaintiff. The plaintiff retained an investigative agency to examine the activities of the defendants in establishing a competing business. During discovery, the defendants received the investigative report and became aware that the investigator had obtained the defendants’ Bell Canada telephone records without their consent or court order and that the investigator had made audio and video recordings secretly and without permission. In a counterclaim, the defendants allege invasion of privacy, trespass and breach of confidentiality.

 


Third Party Information and Norwich orders

King v. Merrill Lynch Canada Inc., 2005 CanLII 43679 (ON S.C.) 2005-11-23 Docket: 02-CV-01979. R. Smith J. "Another key piece of evidence contradicting the evidence of King, Crook and Firman was the electronic record of telephone calls, which were recorded contemporaneously by an electronic chip in the receiver of each telephone set, at Merrill Lynch’s Ottawa office. The data recorded shows the date and time of the call, the number called and the originating number and the length of the call. The recording equipment and software was owned by Avotus Corporation (“Avotus”), which is a company in the business of recording telephone data and generating reports for clients. Avotus provides such services for a number of other large clients, including General Electric, Daimler Chrysler, Hewlett Packard and the Bank of America. (para 76).  At the end of each day, all telephone data was automatically sent by modem to a server located in Mississauga, where the data was stored. The telephone data was recorded in the usual and ordinary course of business of Avotus and Merrill Lynch and I have previously ruled in a motion that the telephone records, extracted from the recorded data, were business records within the meaning of s. 35 of the Evidence Act, R.S.O. 1990, c. E.23. (para 77)."

Loblaw Companies Ltd. v. Aliant Telecom Inc., 2003 NBQB 215 (CanLII) Date: 2003-06-02 Docket: S/C/522/03. H. H. McLellan J. Someone  obtained confidential payroll information for a number of senior employees of the applicant's distribution division.  That person apparently sent an email with that information to thirty-four employees of the applicant. The applicant seeks the identity of the intended defendant through discovery of Yahoo! and Aliant Telecom in accordance with rule 32.12 (of the New Brunswick Court of Queen's Bench). The application was granted and the  Respondents ordered to identify, preserve and safeguard from destruction all relevant information in their possession to identify the holders of the e-mail accounts and the IP addresses.

BMG Canada Inc. v. John Doe (F.C.), [2004] 3 F.C. 241, 2004 FC 488 (CanLII) Parallel citations: (2004), 239 D.L.R. (4th) 726; (2004), 32 C.P.R. (4th) 64; (2004), 250 F.T.R. 267 2004-03-31 Docket: T-292-04. von Finckenstein J. Practice -- Discovery -- Production of Documents -- Federal Court Rules, 1998, rr. 233, 238 application for order requiring production by non-party to action -- Identity of customers of internet service providers (ISPs). “However while the law protects an individual's right to privacy, privacy cannot be used to protect a person from the application of either civil or criminal liability. Accordingly, there is no limitation in PIPEDA restricting the ability of the Court to order production of documents related to their identity.” (para 39)

BMG Canada Inc. v. Doe, 2005 FCA 193 (CanLII)  2005-05-19 Docket: A-203-04. Canada’s music industry seeks the names of people downloading music from the internet. They allege that the only means of ascertaining the identity is through the Internet Service Providers (ISPs), who provide the internet service to the infringers. The ISPs, citing privacy concerns, have refused to provide the names of the Internet users, who are downloading files of the recording industry, without a court order. “The information sought by the plaintiffs may be buried in logs and tapes but is not presently in a readable format. Since the documents in a readable format do not currently exist and would have to be created, Rule 233 has no application. The Rule contemplates the production of documents which are "in the possession of a person". It cannot be said that documents which do not exist are in the possession of a person.”  “Thus, in my view, in cases where plaintiffs show that they have a bona fide claim that unknown persons are infringing their copyright, they have a right to have the identity revealed for the purpose of bringing action. However, caution must be exercised by the courts in ordering such disclosure, to make sure that privacy rights are invaded in the most minimal way.”  “In any event, if a disclosure order is granted, specific directions should be given as to the type of information disclosed and the manner in which it can be used. In addition, it must be said that where there exists evidence of copyright infringement, privacy concerns may be met if the court orders that the user only be identified by initials, or makes a confidentiality order.” This is an appeal of the dismissal of the motion. Appeal was dismissed.


Anton Piller Orders

K.P.I.N. v. K.N.N., 2005 BCSC 163 (CanLII). 2005-01-05 Docket Vancouver E040663. Groberman J. Anton Piller order in a matrimonial case. The court was satisfied that "the defendant has shown a settled intention not to comply with court orders for production of information and documents, that there is a very strong prima facie case that the defendant has secreted assets and attempted to move them out of the jurisdiction". Order was necessary to preserve evidence. In the "Delivery of Listed Items" section, the order required the defendant to give "effective access to the computers, with all necessary passwords, to enable them to be searched." The Plaintiff was to take.. "all reasonable steps ... to ensure that no damage is done to any computer or data". The Supervising Solicitor might remove any and all computers so that a true copy could be made of the contents. Schedule I attached as an appendix lists the following that could be removed: any and all computers, "zip-drives, computer backup and storage devices and information", "any and all email or electronic or other correspondence relating to financial matters", and any "on-line statements and receipts, whether in print format or electronic format showing on-line financial records or transactions of any kind".

Canadian Derivatives Clearing Corp. v. EFA Software Services Ltd., 2001 ABQB 425 (CanLII) 2001-05-07 Docket: 0101-01734. T.F. McMahon J. De novo review of an ex parte application for an Anton Piller order. Plaintiff alleges that defendant had given information had received in confidence for the development of a software application to a company with a major interest in it, which was also a competitor of the plaintiff. Defendant had not disclosed the relationship with the parent company during the negotiations for the contract. The plaintiff made and was granted an ex parte application for an Anton Piller order for the preservation of relevant information in the hands of the defendant. Order involved mirror images of the hard drives on the Defendants computers. Defendant vigorously protested the order and this decision is a de novo review. During review it became clear that the information on the computers had since been changed to comply with other elements of the order and that the Defendant had neither tape backups or an archive copy that would reflect the state of the software under dispute at the beginning of the action. “The result is that there has been an erasure of evidence that was previously stored on EFA’s computers. It is appropriate to apply R.468(a) (Alberta Court of Queen’s Bench) to preserve the mirror image copy in the bailiff’s hands, as it may now be the only existing evidence of the state of affairs at the time the action was commenced. Again, I emphasize that I do not find EFA acted in bad faith or deliberately set out to destroy evidence. Electronic data poses a particular challenge. Merely printing out material from the mirror image copy will be unsatisfactory. Data deleted from a disk drive may be recoverable. Information about the creation, revision and deletion of data may surface. One of CDCC’s goals is to trace the travels of its Confidential Information through EFA’s system. CDCC suspects that it may be able to find an inappropriate informational link between the CDCC and NexClear projects. That endeavour would require certain computer expertise, and may be the subject of a further hearing before this Court. For that purpose, preservation of the mirror image copy is essential. Given what is now known about the release of at least some of CDCC’s Confidential Information to NexClear and its consultants, this cannot be described as a fishing expedition… There is no evidence or indication that EFA would destroy such evidence, either in bad faith or as a routine matter. There is, accordingly, no need or justification for preserving these documents in independent hands.” Original order is attached.

Yaghi v. WMS Gaming Inc., 2003 ABQB 680 (CanLII) Parallel citations: (2003), [2004] 2 W.W.R. 657; (2003), 18 Alta. L.R. (4th) 280
Date: 2003-07-31 Docket: 0003-03707. Moen J. "However, there are special difficulties in proving a case that relies on electronic data, and special concerns about the risk of destruction of electronic evidence. Given the transitory nature of computer evidence, the ease with which someone knowledgeable about computers can delete evidence from a hard drive, and the intimidating fashion in which Mr. Yaghi had behaved to this point, I am willing to infer a real possibility of destruction." (para 79)

Harris Scientific Products Ltd. v. Araujo, 2005 ABQB 603 (CanLII)  2005-08-08 Docket: 0003 04105. J.B. Veit J. "The breaches of the execution of the Anton Piller order were numerous and serious. Indeed, the execution of the order could serve as the poster case of what not to do on the execution of such orders." (para 7.) "Awards for wrongful Anton Piller orders have historically been low.  In order to prevent abuse of this intrusive mechanism, courts must award a level of damages that exceeds the mere cost of doing business and that reflects the affront which the abuse of these orders causes to those whose privacy has been invaded." (para 8) In addition to more substantial awards, Alberta courts might consider revising the rules of practice that govern access to Anton Piller orders.  The English Rules, which always require an undertaking of confidentiality, which typically require the use of an independent supervising solicitor and which sometimes require the creation of a fund out of which damages can be paid, might serve as a useful guide in this area." (para 9).

Netsmart Inc. v. Poelzer, 2002 ABQB 800 (CanLII) Parallel citations: (2002), [2003] 1 W.W.R. 698; (2002), 20 C.C.E.L. (3d) 195; (2002), 8 Alta. L.R. (4th) 255  2002-09-20 Docket: 20311169. R. Paul Belzil J. This is an application to set aside or vary an Anton Piller Order earlier granted by the same judge, and a cross-application to release items seized pursuant to the Order. Documents, computers, computer components, as well as electronic media, CDs and floppy disks were seized from residences as well as business locations. Counsel for the Plaintiff met with counsel for the Defendants to review all of the items seized, resulting in a Consent Order providing for the return of the computers after copies were made of the hard disks. These copies then became the only source of evidence of what was on the hard drive at the time of the seizure...."In the Province of Alberta there is no clearly defined uniform procedure in place with respect to the execution of Anton Piller Orders, and in particular, there is no Rule of Court or practice note in place."...

Ridgewood Electric Ltd. (1990) v. Robbie, 2005 CanLII 3946 (ON S.C.) Date: 2005-02-18 Docket: 1685/04. Corbett J. Observation about the frequency of Anton Piller orders in employment cases.  "With the advent of computer technology, in many cases Anton Piller orders will be effective only if they can be enforced with speed and with an element of surprise. It is not acceptable that the search be delayed for days, or even hours, once the defendant has notice of the order. The information or property to be preserved may be copied, transferred across the world, and erased from a computer with a few apt keystrokes. Once the order is served, the premises must be secured immediately, and the search must proceed." (para 23b)   A discussion of inherent problems with the Anton Piller process. ...."people do believe, rightly, that uninvited private persons are not entitled to barge into a private residence without permission. People do believe, rightly, that this sanctity of the hearth does give way to a properly authorized police search. People do believe, rightly, that misconduct in a police search can be addressed in the courts. I suggest, with respect, that the use of Anton Piller orders in private residences is not understood by the public, and creates an atmosphere that is not consistent with a free, open and democratic society. " (para 59)

Celanese Canada Inc. v. Murray Demolition Corp., 2004 CanLII 10143 (ON S.C.D.C.) Parallel citations: (2004), 69 O.R. (3d) 632; (2004), 237 D.L.R. (4th) 516; (2004), 183 O.A.C. 296 Date: 2004-02-06 Docket: 03-CV-250875CM2. MacFarland, Ellen Macdonald, and C. Campbell JJ. This is an appeal from an interlocutory order of Nordheimer J. dismissing a motion to remove Cassels, Brock & Blackwell LLP as solicitors for the Plaintiff and other related relief. "It is important we think to note that counsel often come to the Court seeking Anton Piller orders on an extremely urgent basis. The orders themselves are by their nature, lengthy and contain many terms. The Court very much relies on counsel, in making such orders, to not only bring forward all of the relevant evidence but also to draft the proposed orders in a way that will be least intrusive and which will preserve the purpose of the order which is the preservation of the evidence." (para 4, emphasis in original text)

Celanese Canada Inc. v. Murray Demolition Corp., 2003 CanLII 6649 (ON S.C.) Parallel citations: (2003), 69 O.R. (3d) 618
Date: 2003-09-02 Docket: 03-CV-250875CM2. Nordheimer J. Problems with privilege in the seizure of electronic documents. "I reiterate that in future such orders should expressly address the issue of the seizure of possibly privileged documents. I reiterate that supervising solicitors should be attune to the issue and be prepared to respond to it regardless of whether the formal order does."

Grenzservice Speditions Ges.m.b.h. v. Jans, 1995 CanLII 2507 (BC S.C.) Parallel citations: (1995), 129 D.L.R. (4th) 733; (1995), [1996] 4 W.W.R. 362; (1995), 64 C.P.R. (3d) 129; (1995), 15 B.C.L.R. (3d) 370 Date: 1995-11-29 Docket: C944646. "Perhaps the time has come to consider developing a standard form Anton Pillar order." (para 112)


Temporary Internet Files

Society of Composers, Authors and Music Publishers of Canada v. Canadian Assn. of Internet Providers, 2004 SCC 45 (CanLII)  Date: 2004-06-30 Docket: 29286 Binnie J for the majority opinion. "The practice of creating “caches” of data speeds up the transmission and lowers the cost. The subsequent end user may have no idea that it is not getting the information directly from the original Web site. Cache copies are not retained for long periods of time since, if the original files change, users will get out-of-date information." (para 23)

Ministry of Water, Land & Air Protection, Re, 2002 CanLII 42480 (BC I.P.C.) Date: 2002-09-12 Docket: 02-46 David Loukidelis, Information and Privacy Commissioner. "This is called “caching”; each computer stores and preserves images locally that may be wanted again. Using the readily accessible local copy prevents reloading the image from a remote (and slow) source. Unix and Windows operating systems routinely cache images, as do individual web browsers. In particular, Netscape Navigator and Microsoft Internet Explorer make use of caches in RAM memory and on hard disk. These images are stored with particular names and time/date stamps, and they can be retrieved, copied and printed. The user will not necessarily be aware that these images are being stored, but it happens nonetheless." (para 12) As noted in the SCC decision, though, cache copies are not retained unless the users explicitly store them so they are available "off-line".

 


 

Peg Duncan

March 1, 2011

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